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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-10-01 |
| TX | RA | APPROVED_RES | 2025-10-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger) | Golden | CO | 06/2007 | 09/2025 |
| Wells Fargo Advisors Financial Network, Llc | Littleton | CO | 09/2025 | Present |
1. 11/27/2007 - FIRESTONE FINANCIAL GROUP - DBA for LPL Business (entity for LPL business). 2. 12/4/2020 - No Business Name - Not Investment Related - Dillon, CO 80435 - Real Estate Rental - Started 03/16/2020 - 0 Hours Per Month. 3.RENTAL PROPERTY - SODA RIDGE; INV RELATED; KEYSTONE, CO; RENTAL;50% OWNERSHIP; START DATE: 03/10/2020; 1 HRS PER MONTH; 0 HRS DURING TRADING; FIRESTONE FINANCIAL GROUP; INV RELATED; LITTLETON, CO; S-CORP SET UP TO CONDUCT SECURITIES BUSINESS THROUGH FINET;100% OWNERSHIP; OWNER; START DATE: 10/01/2025; 160 HRS PER MONTH; 160 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 2004-05-10 |
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