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John Marcus Allen

Hilltop Securities Inc.

Plano, TX

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Current Employers
Hilltop Securities Inc.

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-08
  • TX RA
    APPROVED
    Since 2022-04-08

Branch Locations

5601 Granite Parkway Suite 305, Plano, TX 75024 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Fort Worth TX 04/2015 12/2016
Bbva Securities Inc. Carrollton TX 12/2016 08/2021
Bbva Compass Insurance Agency, Inc. Austin TX 12/2016 08/2021
Compass Bank Birmingham AL 12/2016 08/2021
Bbva Wealth Solutions Inc. Carrollton TX 01/2017 08/2021
Pnc Investments Irving TX 08/2021 04/2022
Hilltop Securities Dallas TX 04/2022 Present
  • 04/2015 → 12/2016
    Td Ameritrade
    Fort Worth, TX
  • 12/2016 → 08/2021
    Bbva Securities Inc.
    Carrollton, TX
  • 12/2016 → 08/2021
    Bbva Compass Insurance Agency, Inc.
    Austin, TX
  • 12/2016 → 08/2021
    Compass Bank
    Birmingham, AL
  • 01/2017 → 08/2021
    Bbva Wealth Solutions Inc.
    Carrollton, TX
  • 08/2021 → 04/2022
    Pnc Investments
    Irving, TX
  • 04/2022 → Present
    Hilltop Securities
    Dallas, TX
Previous Registrations
  • 2021-08-18 → 2022-04-12
    Pnc Wealth Management Llc
    Carrollton, TX
    Southlake, TX
    Irving, TX
    Colleyville, TX
    Irving, TX
    Carrollton, TX
    Irving, TX
    Colleyville, TX
    Southlake, TX
  • 2017-01-04 → 2021-08-17
    Pnc Managed Account Solutions, Inc.
    Irving, TX
    Dallas, TX
    Dallas, TX
    Irving, TX
    Carrollton, TX
  • 2015-04-22 → 2017-01-03
    Td Ameritrade, Inc.
    Westlake, TX
  • 2015-04-22 → 2017-01-03
    Td Ameritrade Investment Management, Llc
    Fort Worth, TX
  • 2012-08-08 → 2015-04-17
    Pnc Managed Account Solutions, Inc.
    Weatherford, TX
    Fort Worth, TX
    Fort Worth, TX
    Garland, TX
  • 2010-08-03 → 2012-07-18
    Chase Investment Services Corp.
    Fort Worth, TX
    Fort Worth, TX
    Fort Worth, TX
    Fort Worth, TX
    Fort Worth, TX
    Fort Worth, TX
    Ft. Worth, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-02
S63 Uniform Securities Agent State Law Examination 2004-04-08
  • S66 Uniform Combined State Law Examination
    2010-08-02
  • S63 Uniform Securities Agent State Law Examination
    2004-04-08
Other Names
  • John Marcus Allen
  • Mark Allen
  • John Marcus Allen
  • John Marcus Allen

View on SEC IAPD

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