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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED | 2020-07-06 |
| CT | RA | APPROVED | 2019-04-05 |
Branch Locations
9116 168Th St, Jamaica, NY 11432 • United States
6563 Grand Ave, Flushing, NY 11378 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 09/2008 | Present |
I*398977, Entity Type: Entity For Profit, Name of OBA: JYS Enterprise LLC, Address: Sunnyside, New York 11104, Investment Related: Y, Position, Title, Association: Owner, Employee Start Date: 08/27/2018, No Hours: 10, No Hours during trading: 10, Duties: I am the sole owner of this business. This is non operating business that is registered with State of NY This LLC is created for the sole purpose of separating funds and for the tax benefits.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 2004-04-02 |
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