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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-23
NY RA APPROVED 2025-03-18
  • TX RA
    APPROVED_RES
    Since 2026-03-23
  • NY RA
    APPROVED
    Since 2025-03-18

Branch Locations

231-02 Merrick Blvd, Laurelton, NY 11413 • United States

205-32 Linden Blvd, St Albans, NY 11412 • United States

1912 Mott Ave., Far Rockaway, NY 11691 • United States

219-01 Jamaica Ave., Queens Village, NY 11428 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Queens NY 11/2005 07/2019
Nylife Securities Llc Rego Park NY 09/2019 02/2025
New York Life Insurance Company Rego Park NY 09/2019 02/2025
J.P. Morgan Securities Llc Elmont NY 10/2012 07/2019
J.P. Morgan Securities Llc Queens Village NY 02/2025 Present
Jpmorgan Chase Bank, N.A. Queens Village NY 02/2025 Present
Flatiron Transit Llc Valley Stream NY 11/2016 01/2025
Ny Founding Hospital Brooklyn NY 05/2024 12/2024
Qsac, Inc Jamaica NY 09/2023 11/2023
Ups Nassau NY 12/2022 01/2023
  • 11/2005 → 07/2019
    Jpmorgan Chase Bank, N.A.
    Queens, NY
  • 09/2019 → 02/2025
    Nylife Securities Llc
    Rego Park, NY
  • 09/2019 → 02/2025
    New York Life Insurance Company
    Rego Park, NY
  • 10/2012 → 07/2019
    Elmont, NY
  • 02/2025 → Present
    Queens Village, NY
  • 02/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Queens Village, NY
  • 11/2016 → 01/2025
    Flatiron Transit Llc
    Valley Stream, NY
  • 05/2024 → 12/2024
    Ny Founding Hospital
    Brooklyn, NY
  • 09/2023 → 11/2023
    Qsac, Inc
    Jamaica, NY
  • 12/2022 → 01/2023
    Ups
    Nassau, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-13
S63 Uniform Securities Agent State Law Examination 2004-11-12
  • S65 Uniform Investment Adviser Law Examination
    2025-03-13
  • S63 Uniform Securities Agent State Law Examination
    2004-11-12
Other Names
  • Baptiste Karl Jean
  • Karl Jean Baptiste
  • Karl Jean Baptiste

View on SEC IAPD

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