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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-09-21
  • NY RA
    APPROVED
    Since 2023-09-21

Branch Locations

Hempstead, NY • United States

133-33 Brookville Blvd Ste Ll2-E, Rosedale, NY 11422 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments, Inc Rosedale NY 02/2011 Present
Primerica Finanica Services Rosedale NY 05/2004 Present
Roberts Family Early Childhood Daycare Hempstead NY 03/2013 04/2020
  • 02/2011 → Present
    Rosedale, NY
  • 05/2004 → Present
    Primerica Finanica Services
    Rosedale, NY
  • 03/2013 → 04/2020
    Roberts Family Early Childhood Daycare
    Hempstead, NY
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Shipmans Pharmacy, Inc., Not investment related, Hempstead, NY 11550, Nature of Business: Local retail independent pharmacy providing prescription medications and over the counter items, Position/Title: Online Store Manager/Compliance Officer (1099), 08/2022 to Present, 40 hours per month (0 hours per month during securities trading hours).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-12-31
S63 Uniform Securities Agent State Law Examination 2007-07-05
  • S65 Uniform Investment Adviser Law Examination
    2021-12-31
  • S63 Uniform Securities Agent State Law Examination
    2007-07-05
Other Names
  • Carla Y Jones

View on SEC IAPD

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