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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-31
NY RA APPROVED 2021-05-03
NJ RA APPROVED 2016-04-29
  • TX RA
    APPROVED_RES
    Since 2025-01-31
  • NY RA
    APPROVED
    Since 2021-05-03
  • NJ RA
    APPROVED
    Since 2016-04-29

Branch Locations

165-40 Baisley Blvd., Jamaica, NY 11434 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities, Llc Queens NY 04/2016 Present
  • 04/2016 → Present
    Jpmorgan Securities, Llc
    Queens, NY
Previous Registrations
Other Businesses

ACTIVITY TYPE: 4 - OUTSIDE BUSINESS ACTIVITY WITH A NOT-FOR-PROFIT ORGANIZATION NAME OF ENTITY: COMMUNITY WORSHIP CENTER OF SEVENTH-DAY ADVENTISTS POSITION: TREASURY COMMITTEE MEMBER START DATE: 9/27/2016 ADDRESS: 145-94 176th Street, Springfield Gardens, NY 11434 DETAILS: VOLUNTEER WORK AS PART OF THE TREASURY GROUP THAT HANDLES ALL TITHES AND OFFERINGS - COUNTING, AND PREPARATION FOR DEPOSIT ONCE EACH WEEK. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 2 HOURS PER WEEK HOURS DURING TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-02-26
S63 Uniform Securities Agent State Law Examination 2000-06-10
  • S66 Uniform Combined State Law Examination
    2014-02-26
  • S63 Uniform Securities Agent State Law Examination
    2000-06-10

View on SEC IAPD

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