Michael Neil Capobianco

Current Employers

Employment History

• 12/2014 → 03/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Lynnfield, MA
• 12/2014 → 03/2018
  Bank Of America, N.A.
  Lynnfield, MA
• 03/2018 → 03/2020
  Santander Bank, Na
  Boston, MA
• 03/2018 → 03/2020
  Santander Securities, Llc
  Dorchester, MA
• 04/2020 → 05/2022
  Prudential Insurance Company Of America
  Columbus, OH
• 04/2020 → 05/2022
  Pruco Securities, Llc.
  Columbus, OH
• 06/2022 → 08/2022
  Kestra Investment Services, Llc
  Columbus, OH
• 06/2022 → 08/2022
  Kestra Advisory Services, Llc Or Kestra Private Wealth Services,
  Columbus, OH
• 10/2022 → Present
  Park Avenue Securities Llc
  Columbus, OH
• 05/2022 → Present
  Guardian Life Insurance Company
  Columbus, OH
• 06/2024 → Present
  Guardian Life Insurance Company
  Powell, OH
• 06/2024 → Present
  Park Avenue Securities
  Powell, OH

Previous Registrations

• 2022-07-14 → 2022-08-18
  Kestra Advisory Services, Llc
  Austin, TX
  Columbus, OH
• 2020-04-28 → 2022-05-25
  Pruco Securities, Llc.
  Columbus, OH
  Gahanna, OH
  Columbus, OH
• 2018-03-19 → 2020-03-30
  Santander Securities Llc
  Beverly, MA
  Lexington, MA
  Lexington, MA
  Manchester, MA
  Gloucester, MA
  Ipswich, MA
  Lexington, MA
  Belmont, MA
  Boston, MA
  Bedford, MA
  Burlington, MA
• 2015-01-13 → 2018-03-12
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boston, MA
  Reading, MA
  Lynnfield, MA
  Malden, MA
  Lynnfield, MA
  Danvers, MA
  Lynnfield, MA
  Lynnfield, MA
  Peabody, MA
  Danvers, MA
  Boston, MA
• 2013-07-15 → 2014-06-30
  Td Ameritrade, Inc.
  Burlington, MA
• 2013-07-15 → 2014-06-30
  Td Ameritrade Investment Management, Llc
  Burlington, MA

Other Businesses

1) Finished Product Inc. LLC, Start Date: 2/1/1026, Nature: Commercial Building Painting and Coating, Address: 7578 White Cap Drive Powell, OH 43065, Duties: Owner/Work with subcontractors, 15 total hour per month; 0 during securities trading hours, Not Investment Related, 2) Elected HOA Treasurer-Liberty Trace Home Owners Association, Start Date: 6/1/2026, Nature: Homeowner's Association, Address: 475 Metro Place South, Suite 330, Dublin, OH 43017, Duties: reviewing & approving invoices through the StrongRoom portal managed by Associa, our HOA's management company, 3 total hrs/month; 0 during securities trading hours, Not Investment Related,

Exams

• S66 Uniform Combined State Law Examination
  2013-07-03
• S63 Uniform Securities Agent State Law Examination
  2005-11-14

Other Names

• Mike Capobianco
• Michael Neil Capobianco
• Michael Neil Capobianco
• Michael N Capobianco
• Michael Capobianco