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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-02-16 |
| IA | RA | APPROVED | 2011-05-27 |
Branch Locations
711 High St, Des Moines, IA 50392 • United States
West Des Moines, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Zoom Performance | Clive | IA | 01/2009 | Present |
| Principal Life Insurance Co | Des Moines | IA | 05/2011 | Present |
| Principal Securities Inc | Des Moines | IA | 03/2016 | Present |
**Des Moines Christian School; Not Investment Related; 13007 Douglas Pkwy, Urbandale, IA 50323; Coach; Coach middle school and high school sports; Start Date: 11/01/2012; 20-40 hrs per month; 0 during trading hours. **Referee; Not Investment Related; West Des Moines, IA; Referee; high school basketball referee; Start Date: 11/01/2019; 8 hrs per month; 0 during trading hours. **PRECISION STUMP REMOVAL POSITION: Owner/Operator NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2024 ADDRESS: 2433 Birch St, Granger IA 50109, United States DESCRIPTION: Tree Stump removal within the tree and landscaping industry. Work with other tree companies and general public - No insurance, investment related activities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-08-06 |
| S63 | Uniform Securities Agent State Law Examination | 2004-03-29 |
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