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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-17
TN RA APPROVED 2017-10-18
  • TX RA
    APPROVED_RES
    Since 2021-03-17
  • TN RA
    APPROVED
    Since 2017-10-18

Branch Locations

2307 Crestmoor Road, Nashville, TN 37215 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Service, Inc. Nashville TN 04/2010 10/2017
Raymond James Financial Services, Inc. Nashville TN 10/2017 Present
Pinnacle Bank / Pinnacle Financial Partners Nashville TN 10/2017 Present
Raymond James Financial Services Advisors Inc. Nashville TN 10/2017 Present
  • 04/2010 → 10/2017
    Suntrust Investment Service, Inc.
    Nashville, TN
  • 10/2017 → Present
    Raymond James Financial Services, Inc.
    Nashville, TN
  • 10/2017 → Present
    Pinnacle Bank / Pinnacle Financial Partners
    Nashville, TN
  • 10/2017 → Present
    Nashville, TN
Previous Registrations
Other Businesses

(1)Name of Business: Percy Priest Elementary PTO Finance Committee Address: 1700 Otter Creek Rd., Nashville, TN, 37215, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Committee Member Investment Related: Yes Start Date: 12/05/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: To help PPE PTO plan and offer advice about spending funds (that have been obtained through the school's fundraising events and parent donations) with the intent to help them reach current and long-term financial goals. This is a "recommendation committee" where the committee members provide feedback and advice to make recommendations to the PPE Board on financial-related matters of the PTO.\n*Please note that I am NOT a PPE Board member that makes the final decisions on behalf of the school. (2)Name of Business: Pinnacle Asset Management Address: 2307 Crestmoor Rd, Nashville, TN, 37215, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/09/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Conduct financial plans and advise clients on investment strategies and portfolio management (3)Name of Business: The Oakley Group Address: 2307 Crestmoor Rd, Nashville, TN, 37215, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 10/09/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: member of the team

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-13
  • S66 Uniform Combined State Law Examination
    2008-10-13
Designations

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