Edward James Dougherty

Current Employers

Employment History

• 12/2015 → Present
  Berthel Fisher & Company Financial Services, Inc.
  Cedar Rapids, IA
• 12/2015 → Present
  Bfc Planning, Inc.
  Cedar Rapids, IA

Previous Registrations

• 2009-09-11 → 2015-12-21
  Voya Financial Advisors, Inc.
  Red Oak, IA
  Cedar Rapids, IA
• 2008-01-01 → 2009-09-09
  Wells Fargo Clearing Services, Llc
  Cedar Rapids, IA
  Cedar Rapids, IA
• 2006-10-31 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Cedar Rapids, IA
  St. Louis, MO
• 2006-08-08 → 2006-11-01
  Wells Fargo Investments, Llc
  Cedar Rapids, IA
  Cedar Rapids, IA

Other Businesses

1. Fixed Insurance-N-Cedar Rapids, IA-Insurance-Insurance Rep-9/2009-40-40-Sales of insurance products. 2. EdD Lisbon Inc.-N-Cedar Rapids, IA-Pass through S-Corp-President-2/2012-0-0-Pass through S-Corp for Insurance and Securities business. 3.Wagner Investment Group-N-Cedar Rapids, IA-Financial Services-Registered Representative-02/2020-160-160-DBA name for Financial Services & Planning.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-08-07
• S66 Uniform Combined State Law Examination
  2000-04-25