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Benjamin W. Johnson

J.P. Morgan Securities LLC

Naperville, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2015-04-01
TX RA APPROVED 2015-04-01
  • IL RA
    APPROVED
    Since 2015-04-01
  • TX RA
    APPROVED
    Since 2015-04-01

Branch Locations

1212 Hobson Road, Naperville, IL 60540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Naperville IL 03/2015 Present
  • 03/2015 → Present
    Jpmorgan Securities Llc
    Naperville, IL
Previous Registrations
  • 2008-10-10 → 2015-03-31
    Lpl Financial Llc
    Canton, IL
    San Diego, CA
  • 2008-04-08 → 2008-09-15
    Raymond James Financial Services, Inc.
    Bloomington, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-03-07
S63 Uniform Securities Agent State Law Examination 2004-06-30
  • S65 Uniform Investment Adviser Law Examination
    2008-03-07
  • S63 Uniform Securities Agent State Law Examination
    2004-06-30
Designations
Other Names
  • Ben Wade Johnson
  • Benjamin Wade Johnson
  • Ben Johnson

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · NAPERVILLE, IL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · NAPERVILLE, IL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · NAPERVILLE, IL
BENJAMIN F. EDWARDS & COMPANY, INC. · Naperville, IL
SEQUOIA WEALTH MANAGEMENT, LLC · Naperville, IL
ACCESS SOFTEK ADVISORY SERVICES · NAPERVILLE, IL
LPL FINANCIAL LLC · NAPERVILLE, IL
SIKICH FINANCIAL · Naperville, IL

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