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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-07-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sowell Management Services | Maumelle | AR | 06/2015 | 06/2017 |
| Stadion Money Management | Conway | AR | 07/2017 | 09/2020 |
| Fiduciary Investment Trusts | Overland Park | KS | 10/2020 | 10/2021 |
| Apo Financial Services, Llc | Westminster | CO | 12/2021 | 11/2023 |
| Digital Wealth Partners Llc | Dallas | TX | 08/2023 | 06/2024 |
| Tactive Advisors, Llc | Broomfield | CO | 04/2024 | 06/2024 |
| Digital Wealth Partners | Broomfield | CO | 11/2023 | 04/2024 |
| Stadion Money Management | Watkinsville | GA | 08/2017 | 09/2020 |
| Sowell Management Services | Little Rock Arkansas | AR | 01/2016 | 07/2017 |
| Eastsound Capital Advisors | Eastsound | WA | 06/2024 | Present |
| Jm Equity Venture | Dallas | TX | 04/2023 | 07/2025 |
| Various Agencies | Broomfield | CO | 01/2024 | Present |
| Lpl Financial | Broomfield | CO | 07/2026 | Present |
1. 07/2026 - Pallas Wealth Management - Non-Variable Insurance - Inv Related – 10 Hour(s)/Month – 0 Hour(s) During Trading – Broomfield CO 80023 – OBA Start Date: 01/01/2024 2. 07/2026 - Eric Butler - Sole Proprietor - Mortgage/Real Estate Services - Not Inv Related – 0 Hour(s)/Month – 0 Hour(s) During Trading – Broomfield CO 80023 – OBA Start Date: 04/13/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 2010-12-12 |
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