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Current Employers
Global Retirement Partners Llc

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-09-19
  • IL RA
    APPROVED
    Since 2022-09-19

Branch Locations

707 Skokie Blvd., Suite 400, Northbrook, IL 60062 • United States

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Securities, Inc. San Diego CA 01/2004 09/2022
First Allied Advisory Services, Inc. Chesterfield MO 07/2012 11/2020
First Allied Advisory Services Schaumburg IL 11/2020 09/2022
Cetera Advisors Llc Northbrook IL 09/2022 09/2022
Lpl Financial Llc Northbrook IL 09/2022 Present
Global Retirement Partners Llc San Rafael CA 09/2022 Present
Hub International Investment Services Kansas City MO 08/2025 Present
  • 01/2004 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 07/2012 → 11/2020
    First Allied Advisory Services, Inc.
    Chesterfield, MO
  • 11/2020 → 09/2022
    First Allied Advisory Services
    Schaumburg, IL
  • 09/2022 → 09/2022
    Cetera Advisors Llc
    Northbrook, IL
  • 09/2022 → Present
    Lpl Financial Llc
    Northbrook, IL
  • 09/2022 → Present
    San Rafael, CA
  • 08/2025 → Present
    Hub International Investment Services
    Kansas City, MO
Previous Registrations
  • 2020-11-12 → 2022-09-22
    Deerfield, IL
    Deerfield, IL
    Northbrook, IL
    Northbrook, IL
    Deerfield, IL
  • 2012-07-02 → 2020-11-12
    First Allied Advisory Services, Inc.
    Chesterfield, MO
    Deerfield, IL
    Deerfield, IL
  • 2008-09-02 → 2012-07-02
    First Allied Securities, Inc.
    Northbrook, IL
    Deerfield, IL
Other Businesses

1-09/2022 / HUB RETIREMENTAND WEALTH MANAGEMENT / DBA for LPL Business (entity for LPL business) / Investment Related / Northbrook, IL 2- 10/2022 / HUB INTERNATIONAL / Outside/W-2 Employment / Non Investment Related / Northbrook, IL 60062 / 160 Hrs per month/start date 10/24/2022 3- 01/2004 / Non-Variable Insurance / Investment Related / Northbrook, IL 4- 01/2013 / TREVOR BRODY PHOTOGRAPHY / Other / Non Investment Related / Lake Forest, IL 60045 5-09/21/2022 - GLOBAL RETIREMENT PARTNERS - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - Start Date - 10/24/2022 - 160 Hours Per Month - Time Spent 100% - I provide investment advisory services through GLOBAL RETIREMENT PARTNERS, an independent investment advisor firm. I started this business activity in 10/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6-09/21/2022 - HUB RETIREMENTAND WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Advisor - Start Date - 10/24/2022 - 160 Hours Per Month - Time Spent 100% 7-12/19/2022 - HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Investment Advisor Representative - Start Date - 10/01/2022 - 40 Hours Per Month/40 Hours During Securities Trading 8-12/23/2022 - Global Retirement Partners, LLC - DBA: HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date - 10/01/2022 - 40 Hours Per Month/40 Hours During Securities Trading 9- 04/06/2023 - Helping Hands Network Inc - Not Investment Related -Outside/W-2 Employment - Director of Special Events - Start Date 01/01/2017 - 2 Hours Per Month/ 0 Hours During Securities Trading 10- 12/18/2023- Brokers' Service Marketing Group- Non-Variable Insurance- INV REL- At Reported Business Location(s)- Start Date10/10/2023- 1 Hour Per Month/ During Trading 11- 06/21/2024 - HUB International Investment Services Inc - Inv Related - At Reported Business Location(s) - Other - Accommodation Broker Dealer - Started: 6/17/2024 - 0 Hrs/Mo. 12) 03/10/2025 - Ultimate Ninjas Academy - Deerfield - Not Investment Related - Outside/W-2 Employment - Deerfield, IL - Start Date:02/20/2025 - 5 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-07-30
S63 Uniform Securities Agent State Law Examination 2006-04-25
  • S65 Uniform Investment Adviser Law Examination
    2008-07-30
  • S63 Uniform Securities Agent State Law Examination
    2006-04-25

View on SEC IAPD

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