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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-09-19 |
Branch Locations
707 Skokie Blvd., Suite 400, Northbrook, IL 60062 • United States
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc. | San Diego | CA | 01/2004 | 09/2022 |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 07/2012 | 11/2020 |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | 09/2022 |
| Cetera Advisors Llc | Northbrook | IL | 09/2022 | 09/2022 |
| Lpl Financial Llc | Northbrook | IL | 09/2022 | Present |
| Global Retirement Partners Llc | San Rafael | CA | 09/2022 | Present |
| Hub International Investment Services | Kansas City | MO | 08/2025 | Present |
1-09/2022 / HUB RETIREMENTAND WEALTH MANAGEMENT / DBA for LPL Business (entity for LPL business) / Investment Related / Northbrook, IL 2- 10/2022 / HUB INTERNATIONAL / Outside/W-2 Employment / Non Investment Related / Northbrook, IL 60062 / 160 Hrs per month/start date 10/24/2022 3- 01/2004 / Non-Variable Insurance / Investment Related / Northbrook, IL 4- 01/2013 / TREVOR BRODY PHOTOGRAPHY / Other / Non Investment Related / Lake Forest, IL 60045 5-09/21/2022 - GLOBAL RETIREMENT PARTNERS - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - Start Date - 10/24/2022 - 160 Hours Per Month - Time Spent 100% - I provide investment advisory services through GLOBAL RETIREMENT PARTNERS, an independent investment advisor firm. I started this business activity in 10/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6-09/21/2022 - HUB RETIREMENTAND WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Advisor - Start Date - 10/24/2022 - 160 Hours Per Month - Time Spent 100% 7-12/19/2022 - HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Investment Advisor Representative - Start Date - 10/01/2022 - 40 Hours Per Month/40 Hours During Securities Trading 8-12/23/2022 - Global Retirement Partners, LLC - DBA: HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date - 10/01/2022 - 40 Hours Per Month/40 Hours During Securities Trading 9- 04/06/2023 - Helping Hands Network Inc - Not Investment Related -Outside/W-2 Employment - Director of Special Events - Start Date 01/01/2017 - 2 Hours Per Month/ 0 Hours During Securities Trading 10- 12/18/2023- Brokers' Service Marketing Group- Non-Variable Insurance- INV REL- At Reported Business Location(s)- Start Date10/10/2023- 1 Hour Per Month/ During Trading 11- 06/21/2024 - HUB International Investment Services Inc - Inv Related - At Reported Business Location(s) - Other - Accommodation Broker Dealer - Started: 6/17/2024 - 0 Hrs/Mo. 12) 03/10/2025 - Ultimate Ninjas Academy - Deerfield - Not Investment Related - Outside/W-2 Employment - Deerfield, IL - Start Date:02/20/2025 - 5 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-07-30 |
| S63 | Uniform Securities Agent State Law Examination | 2006-04-25 |
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