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Julie Ann Mochan

The Pacific Financial Group, Inc.

Nashville, TN

State College, PA

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Current Employers
The Pacific Financial Group, Inc.

900 20Th Avenue South Suite 500, Nashville, TN 37212 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2018-10-23
PA RA APPROVED 2018-09-10
  • WA RA
    APPROVED
    Since 2018-10-23
  • PA RA
    APPROVED
    Since 2018-09-10

Branch Locations

900 20Th Avenue South Suite 500, Nashville, TN 37212 • United States

State College, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Pacific Financial Group, Inc. Bellevue WA 06/2015 Present
Previous Registrations
  • 2007-06-20 → 2015-06-29
    Aris Wealth Services Inc
    State College, PA
  • 2007-03-23 → 2007-07-16
    Questar Asset Management, Inc.
    State College, PA
  • 2005-12-02 → 2007-03-26
    Securities America Advisors, Inc.
    State College, PA
  • 2004-08-23 → 2005-12-13
    Pnc Wealth Management Llc
    State College, PA
  • 2003-04-22 → 2003-11-17
    J.J.B. Hilliard, W.L. Lyons, Llc
    State College, PA
Other Businesses

1/4 PARTNER IN RESIDENTIAL REAL ESTATE COMPANY - MWP, LLC

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-04-20
S63 Uniform Securities Agent State Law Examination 2000-02-23
  • S65 Uniform Investment Adviser Law Examination
    2000-04-20
  • S63 Uniform Securities Agent State Law Examination
    2000-02-23
Other Names
  • Julie Ann Griffith

View on SEC IAPD

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HIGHTOWER ADVISORS, LLC
SANFORD C. BERNSTEIN & CO., LLC

Other Investors

JOHN STUART PIOVARCY
Robert Michael McMahan
Thaddeus B Corbin
HEATHER BARBOUR
CRYSTAL LYNN BEASTROM
JULIE G SANDBERG
JACKSON REESE MORAN
Hugh G Anderson

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
OSAIC WEALTH, INC. · NASHVILLE, TN
OCEAN PARK ASSET MANAGEMENT, LLC · Nashville, TN
U.S. BANCORP ADVISORS, LLC · Nashville, TN

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