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14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2020-02-10 |
Branch Locations
14143 Denver West Pkwy Suite 450, Golden, CO 80401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St. Louis | MO | 01/2004 | 01/2020 |
| Lpl Financial, Llc | Golden | CO | 02/2020 | Present |
| Western Wealth Management, Llc | Golden | CO | 02/2020 | Present |
1. 2/10/2020 - Western Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/11/2020 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 50%. 2. 2/25/2020 - Western Wealth Management LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 02/11/2020 - 260 Hours Per Month/8 Hours During Securities Trading - Time Spent 50% - I provide investment advisory services through Western Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 02/2020. I expect to spend approximately 260 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 3/9/2020 - Western Wealth Management, LLC - DBA: Western Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 2/10/2020 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Western Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 02/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-12 |
| S63 | Uniform Securities Agent State Law Examination | 2004-04-08 |
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