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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2020-07-30 |
| TX | RA | APPROVED | 2020-07-29 |
Branch Locations
1371 E 2100 S Ste 215, Salt Lake City, UT 84105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Salt Lake City | UT | 02/2011 | 07/2020 |
| Raymond James Financial Services, Inc. | Salt Lake City | UT | 07/2020 | Present |
| Raymond James Financial Services Advisors, Inc. | Salt Lake City | UT | 07/2020 | Present |
(1) Name of Business: RF Wealth Management Address: 1371 East 2100 South, Salt Lake City, UT, 84105, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 02/01/2011 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: RF Wealth Management is my S-Corp for personal expenses related to my RJ practice. No employees other than myself. No marketing of the entity. All investment related business is run through our RJ practice and this entity is for my business expenses outside of shared office expenses we run through WHF LLC. I pay myself through this entity after my commissions are credited. (2) Name of Business: UINTA WEALTH MANAGEMENT Address: 1371 E 2100 S Ste 215, Salt Lake City, UT, 84105, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 07/29/2020 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: MANAGEMENT OF OFFICE EXPENSES FOR PRACTICE. FINANCIAL ADVISOR (3) Name of Business: WHF LLC Address: 1371 East 2100 South, Salt Lake City, UT, 84105, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/01/2011 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am 50/50 partner with my associate Chris Williams. This LLC exists to run our operating expenses and payroll for our RJ Practice. My responsibilities are paying bills, health care options, 401k operations, staff payroll, etc.\nWe keep the operating balance at a minimum as we only use the checking account for monthly expenses. No trading in the account.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-04-03 |
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