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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-05-14
  • TX RA
    APPROVED
    Since 2019-05-14

Branch Locations

6950 Tpc Dr, Mckinney, TX 75070 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 San Antonio TX 07/2006 06/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mckinney TX 05/2019 Present
Homemaking Mckinney TX 06/2018 05/2019
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-05-23
S63 Uniform Securities Agent State Law Examination 2010-11-19
  • S66 Uniform Combined State Law Examination
    2012-05-23
  • S63 Uniform Securities Agent State Law Examination
    2010-11-19
Other Names
  • Xochitl Anaya
  • Xochitl Castellanos

View on SEC IAPD

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