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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2007-01-04 |
| NJ | RA | APPROVED | 2004-05-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Red Bank | NJ | 01/2004 | Present |
| Bank Of America, N.A. | Red Bank | NJ | 12/2009 | Present |
I*31240 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: GREENVALE, LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: SAN ANTONIO, TEXAS 78230 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 0001-01-01 NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MANAGING MEMBER ---------- I*68748 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SWEETVIEW TEXAS, LLC INVESTMENT RELATED: Y ADDRESS OF BUSINESS: SAN ANTONIX, TEXAS 78205 NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 1/1/2014 NUMBER OF HOURS DEVOTED: 25 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THIS IS AN LLC DESIGNED TO HOLD 9 RESIDENTIAL RENTAL INVESTMENT PROPERITIES IN SAN ANTONIO TX. THIS IS BEING SET UP FOR LIABILITY PROTECTION FOR MY FAMILY. ---------- I*127285 For profit or not for profit: For-Profit Organization Name of outside business organization: Staball Hill LLC Investment related: Y Address of business: Middletown, New Jersey 07748 Nature of business: LLC Position, title, association: Owner, Start date of relationship: 10/15/2019 Number of hours devoted: 20 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: This proposed LLC will purchase a single family house and renovate it with the idea that it will either rent the completed project or potentially sell it for profit.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-05-28 |
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