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Neuberger Berman Bd LLC CRD 2908
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-25 |
| NJ | RA | APPROVED | 2020-04-03 |
Branch Locations
1290 Avenue Of The Americas, New York, NY 10104 • United States
Sleepy Hollow, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | St. Louis | MO | 12/2015 | 03/2020 |
| Neuberger Berman Investment Advisors Llc | New York | NY | 04/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-15 |
| S63 | Uniform Securities Agent State Law Examination | 2004-06-07 |
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