James Allen Sloop

Current Employers

Employment History

• 08/2014 → Present
  Lpl Financial, Llc
  Raleigh, NC
• 05/2015 → Present
  Founders Financial Alliance, Llc
  Raleigh, NC

Previous Registrations

• 2006-06-01 → 2014-08-21
  Truist Investment Services, Inc.
  Mebane, NC
  Greensboro, NC
  Graham, NC
  Graham, NC
  Greensboro, NC
  Kannapolils, NC
  Greensboro, NC
  Winston-Salem, NC
  Graham, NC
  Burlington, NC
  Burlington, NC
  Kannapolis, NC
  Burlington, NC
  Burlington, NC

Other Businesses

1. 2/16/2018 - Founders Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/02/2018 - 10 Hours Per Month/1 Hour During Securities Trading. 2. 12/18/2019 - Founders Financial Alliance, LLC - DBA: (Hybrid) Founders Wealth Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 08/15/2014 - 160 Hours Per Month/7 Hours During Securities Trading - I provide investment advisory services through Founders Financial Alliance, LLC, an independent investment advisor firm. I started this business activity in 12/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 12/18/2019 - Founders Wealth Partners, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 12/01/2018 - 160 Hours Per Month/7 Hours During Securities Trading - I provide investment advisory services through Founders Financial Alliance, LLC, an independent investment advisor firm. I started this business activity in 12/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 6/17/2021 - No Business Name - Not Investment Related - Home Based - Outside/W-2 Employment - Started 01/02/2018 - 20 Hours Per Month/0 Hours During Securities Trading - Content Creator for YouTube, Twitch.tv - create content for online video streaming and video production. Content to be created will focus on electronic entertainment (computer and console gaming, electronics hardware and software news and reviews). 5. 10/12/2021 - Asset Insure, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 08/01/2021 - 5 Hours Per Month/0 Hours During Securities Trading. 6. 02/21/2024 - Yeet Street Discs - Non-Inv Related - NC, USA - Outside/W-2 Employment - Retail Store Ambassador - Started: 2/1/2024 - 8 Hrs/mo; 0 Hr During Trading. 7. 03/19/2024 - Founders Financial Alliance, LLC - Registered Investment Advisor Hybrid - Admin- Investment Related - At Reported Business Location(s) - Start Date 10/08/2014 - 160 Hours Per Month/ 6 Hours During Trading - I provide administrative support to Financial Alliance, LLC, an independent investment advisor firm. I started this business activity 3/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8) 03/13/2025 - Asset Insure, Inc - Investment Related - Insurance Agency - At Reported Business Location(s) - Start Date:08/01/2021 - 5 Hrs/Mth - 0 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2006-05-31
• S63 Uniform Securities Agent State Law Examination
  2004-12-29