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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2024-06-04 |
| TX | RA | APPROVED_RES | 2021-08-25 |
| CA | RA | APPROVED | 2017-03-25 |
Branch Locations
1700 South Pavilion Center Drive Suite 320, Las Vegas, NV 89135 • United States
Las Vegas, NV • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities | Glendale | CA | 01/2004 | 03/2017 |
| Mml Investors Services, Llc | Las Vegas | NV | 03/2017 | Present |
| Massmutual Life Insurance Co | Las Vegas | NV | 07/2016 | Present |
(1) INDEPENDENT INSURANCE AGENT LIFE/ACCIDENT/HEALTH, MEDICARE RELATED PRODUCTS FOR BLUECROSS, AETNA, DELTA DENTAL BLUESHIELD BEGAN 09/2010, 1HR/WK (2) NAME: EMILY CHEN PENDLETON INV REL: Y ADD: RESIDENTIAL NATURE: BUY AND SELL REAL ESTATE PROPERTY POSITION: REALTOR START DATE: 11/5/2022 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0 DUTIES: MAINLY TO BUY AND SELL PERSONAL PROPERTY. AND MIGHT BUY AND SELL FOR FRIENDS PROPERTY (3) NAME: EMILY PENDLETON LEGACY PLANNING LLC INV REL: Y ADD: RESIDENTIAL NATURE: FINANCIAL SERVICES FOR BUSINESS PURPOSES POSITION: OWNER START DATE: 01/02/2023 NO HRS/MO: 40 NO HRS/MO DUR TRADING: 30 DUTIES: FINANCIAL PLANNING SERVICES. LLC WAS CREATED FOR BUSINESS TAX PURPOSES AND MY ADVISORY COMPENSATION IS PAID THROUGH THIS ENTITY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-02-20 |
| S63 | Uniform Securities Agent State Law Examination | 2004-04-17 |
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