Emily Chen Pendleton

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2004 → 03/2017
  Metlife Securities
  Glendale, CA
• 03/2017 → Present
  Mml Investors Services, Llc
  Las Vegas, NV
• 07/2016 → Present
  Massmutual Life Insurance Co
  Las Vegas, NV

Previous Registrations

• 2007-03-01 → 2017-03-25
  Msi Financial Services, Inc.
  Glendale, CA
  Glendale, CA
  Pasadena, CA
  Los Angeles, CA
  Glendale, CA
  Brea, CA

Other Businesses

(1) INDEPENDENT INSURANCE AGENT LIFE/ACCIDENT/HEALTH, MEDICARE RELATED PRODUCTS FOR BLUECROSS, AETNA, DELTA DENTAL BLUESHIELD BEGAN 09/2010, 1HR/WK (2) NAME: EMILY CHEN PENDLETON INV REL: Y ADD: RESIDENTIAL NATURE: BUY AND SELL REAL ESTATE PROPERTY POSITION: REALTOR START DATE: 11/5/2022 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0 DUTIES: MAINLY TO BUY AND SELL PERSONAL PROPERTY. AND MIGHT BUY AND SELL FOR FRIENDS PROPERTY (3) NAME: EMILY PENDLETON LEGACY PLANNING LLC INV REL: Y ADD: RESIDENTIAL NATURE: FINANCIAL SERVICES FOR BUSINESS PURPOSES POSITION: OWNER START DATE: 01/02/2023 NO HRS/MO: 40 NO HRS/MO DUR TRADING: 30 DUTIES: FINANCIAL PLANNING SERVICES. LLC WAS CREATED FOR BUSINESS TAX PURPOSES AND MY ADVISORY COMPENSATION IS PAID THROUGH THIS ENTITY

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-02-20
• S63 Uniform Securities Agent State Law Examination
  2004-04-17

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Yuen Chen Martin
• Emily Martin
• Emily Pendleton
• Yun Chen Pendleton
• Yun Chen Pendleton