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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2024-06-04
TX RA APPROVED_RES 2021-08-25
CA RA APPROVED 2017-03-25
  • NV RA
    APPROVED
    Since 2024-06-04
  • TX RA
    APPROVED_RES
    Since 2021-08-25
  • CA RA
    APPROVED
    Since 2017-03-25

Branch Locations

1700 South Pavilion Center Drive Suite 320, Las Vegas, NV 89135 • United States

Las Vegas, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Glendale CA 01/2004 03/2017
Mml Investors Services, Llc Las Vegas NV 03/2017 Present
Massmutual Life Insurance Co Las Vegas NV 07/2016 Present
  • 01/2004 → 03/2017
    Metlife Securities
    Glendale, CA
  • 03/2017 → Present
    Las Vegas, NV
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Las Vegas, NV
Previous Registrations
  • 2007-03-01 → 2017-03-25
    Msi Financial Services, Inc.
    Glendale, CA
    Glendale, CA
    Pasadena, CA
    Los Angeles, CA
    Glendale, CA
    Brea, CA
Other Businesses

(1) INDEPENDENT INSURANCE AGENT LIFE/ACCIDENT/HEALTH, MEDICARE RELATED PRODUCTS FOR BLUECROSS, AETNA, DELTA DENTAL BLUESHIELD BEGAN 09/2010, 1HR/WK (2) NAME: EMILY CHEN PENDLETON INV REL: Y ADD: RESIDENTIAL NATURE: BUY AND SELL REAL ESTATE PROPERTY POSITION: REALTOR START DATE: 11/5/2022 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0 DUTIES: MAINLY TO BUY AND SELL PERSONAL PROPERTY. AND MIGHT BUY AND SELL FOR FRIENDS PROPERTY (3) NAME: EMILY PENDLETON LEGACY PLANNING LLC INV REL: Y ADD: RESIDENTIAL NATURE: FINANCIAL SERVICES FOR BUSINESS PURPOSES POSITION: OWNER START DATE: 01/02/2023 NO HRS/MO: 40 NO HRS/MO DUR TRADING: 30 DUTIES: FINANCIAL PLANNING SERVICES. LLC WAS CREATED FOR BUSINESS TAX PURPOSES AND MY ADVISORY COMPENSATION IS PAID THROUGH THIS ENTITY

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-02-20
S63 Uniform Securities Agent State Law Examination 2004-04-17
  • S65 Uniform Investment Adviser Law Examination
    2007-02-20
  • S63 Uniform Securities Agent State Law Examination
    2004-04-17
Designations
Other Names
  • Yuen Chen Martin
  • Emily Martin
  • Emily Pendleton
  • Yun Chen Pendleton
  • Yun Chen Pendleton

View on SEC IAPD

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