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520 Madison Avenue, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-11-07 |
| DC | RA | APPROVED | 2025-10-31 |
| FL | RA | APPROVED | 2025-10-31 |
| OR | RA | APPROVED | 2025-10-22 |
| PR | RA | APPROVED | 2025-10-17 |
| HI | RA | APPROVED | 2025-10-13 |
| AZ | RA | APPROVED | 2025-10-08 |
| AR | RA | APPROVED | 2025-10-01 |
| AK | RA | APPROVED | 2025-09-23 |
| KY | RA | APPROVED | 2025-09-23 |
| MN | RA | APPROVED | 2025-09-23 |
| MT | RA | APPROVED | 2025-09-23 |
| SC | RA | APPROVED | 2025-09-23 |
| MI | RA | APPROVED | 2025-09-22 |
| ND | RA | APPROVED | 2025-09-22 |
| OK | RA | APPROVED | 2025-09-22 |
| WV | RA | APPROVED | 2025-09-22 |
| WY | RA | APPROVED | 2025-09-22 |
| CO | RA | APPROVED | 2025-09-19 |
| GA | RA | APPROVED | 2025-09-19 |
| IL | RA | APPROVED | 2025-09-19 |
| IN | RA | APPROVED | 2025-09-19 |
| ME | RA | APPROVED | 2025-09-19 |
| NH | RA | APPROVED | 2025-09-19 |
| NM | RA | APPROVED | 2025-09-19 |
| NC | RA | APPROVED | 2025-09-19 |
| PA | RA | APPROVED | 2025-09-19 |
| RI | RA | APPROVED | 2025-09-19 |
| TX | RA | APPROVED_RES | 2025-09-19 |
| VA | RA | APPROVED | 2025-09-19 |
| VI | RA | APPROVED | 2025-09-19 |
| AL | RA | APPROVED | 2025-09-18 |
| CA | RA | APPROVED | 2025-09-18 |
| DE | RA | APPROVED | 2025-09-18 |
| ID | RA | APPROVED | 2025-09-18 |
| IA | RA | APPROVED | 2025-09-18 |
| KS | RA | APPROVED | 2025-09-18 |
| LA | RA | APPROVED | 2025-09-18 |
| MD | RA | APPROVED | 2025-09-18 |
| MS | RA | APPROVED | 2025-09-18 |
| MO | RA | APPROVED | 2025-09-18 |
| NE | RA | APPROVED | 2025-09-18 |
| NV | RA | APPROVED | 2025-09-18 |
| NJ | RA | APPROVED | 2025-09-18 |
| OH | RA | APPROVED | 2025-09-18 |
| SD | RA | APPROVED | 2025-09-18 |
| UT | RA | APPROVED | 2025-09-18 |
| VT | RA | APPROVED | 2025-09-18 |
| WA | RA | APPROVED | 2025-09-18 |
| WI | RA | APPROVED | 2025-09-18 |
| CT | RA | APPROVED | 2023-05-25 |
| NY | RA | APPROVED | 2023-05-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith, Inc. | New York | NY | 10/2007 | 01/2020 |
| Jefferies Llc | New York | NY | 01/2020 | Present |
| Leucadia Asset Management Llc | New York | NY | 01/2020 | Present |
| Jefferies Investment Advisers, Llc | New York | NY | 05/2023 | Present |
Company Name: Two Sigma Venn Organization / Company Type: Private Title / Role: Advisory Board Start / Anticipated Date: 9/1/2022 Nature / Description of the business: Two Sigma Venn is a service provider for model portfolios. I have been asked to be an advisory board member guiding the group in product enhancement/development. Your responsibilities / activities: Responsibilities/ activities are limited to the amount I would like to contribute. I will likely spend time advising on product enhancements as it benefits our partnership. Total hours per month devoted to other organization, entity or business during nonbusiness hours: 0 Total hours per month devoted to other organization, entity or business during business / security trading hours: 1-2 Is the business investment-related? Yes Address of the other business: 100 6th Ave., New York, NY 10013 the name of the other business; Johns Hopkins University - Center for Financial Economics whether the business is investment-related; No the address of the other business; 3400 N. Charles St. Baltimore, MD 21218 the nature of the other business; Understand the needs of the school's economics department your position; Advisory Board Member title, or relationship with the other business; Advisory Board Member the start date of your relationship; 3/3/2025 the approximate number of hours/month you devote to the other business; 1 the number of hours you devote to the other business during securities trading hours; 1 and briefly describe your duties relating to the other business; Assist in understanding the needs of the school's economic department and student preparedness for a career in financial services
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 2004-12-07 |
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