Best Investors Account Sign in

Daniel Spencer Montague

Charles Schwab & Co., Inc.

Marlton, NJ

Phoenix, AZ

Claim This Profile
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-07-31
CA RA APPROVED 2020-11-19
  • AZ RA
    APPROVED
    Since 2023-07-31
  • CA RA
    APPROVED
    Since 2020-11-19

Branch Locations

300 Route 73 Suite D, Marlton, NJ 08053 • United States

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Jose CA 10/2013 11/2020
Charles Schwab & Co., Inc Phoenix AZ 11/2020 Present
Charles Schwab Bank, Ssb Phoenix AZ 11/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-22
  • S66 Uniform Combined State Law Examination
    2016-11-22
Other Names
  • Daniel Montague

View on SEC IAPD

Other Firms

JANNEY MONTGOMERY SCOTT LLC
LINCOLN INVESTMENT
WELLS FARGO CLEARING SERVICES, LLC
CITIZENS SECURITIES, INC.
MORGAN STANLEY
M FINANCIAL PLANNING SERVICES, INC
LPL FINANCIAL LLC
OSAIC WEALTH, INC.

Other Investors

ALLISON TAYLOR CASEY
Douglass F Ergood, Jr
PAUL D WAMPLER
John Thomas Franchi
TREVOR CHARLES WAMPLER
DOUGLASS F ERGOOD
Frank Charles Midili
Jason McEvoy

Other Offices

JANNEY MONTGOMERY SCOTT LLC · MARLTON, NJ
LINCOLN INVESTMENT · MARLTON, NJ
WELLS FARGO CLEARING SERVICES, LLC · MARLTON, NJ
CITIZENS SECURITIES, INC. · MARLTON, NJ
MORGAN STANLEY · Marlton, NJ
M FINANCIAL PLANNING SERVICES, INC · MARLTON, NJ
LPL FINANCIAL LLC · MARLTON, NJ
OSAIC WEALTH, INC. · MARLTON, NJ

More in Marlton, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor