Seymour Benjamin Joseph

Employer firm

Rice, Voelker, LLC CRD 39838

35 advisory clients

Reported services (Item 5G)

• BESPOKE RESEARCH TO GENERATE TRADE IDEAS FOR INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2007 → Present
  Rice, Voelker, Llc
  Covington, LA

Previous Registrations

• 2025-07-23 → 2025-10-10
  Rice, Voelker, Llc
  Covington, LA
  Mandeville, LA

Other Businesses

INVICTUS LLC, INVESTMENT-RELATED BUSINESS; P.O. BOX 220,BUNKIE, LA 71322; THE NATURE OF THE BUSINESS IS TO INVEST IN A PRIVATE EQUITY FUND (FIRST AVENUE PARTNERS II); REPRESENTATIVE IS A PARTNER; RELATIONSHIP STARTED JULY 16, 2007; REPRESENTATIVE DEVOTES ZERO (0) HOURS TO THIS BUSINESS PER MONTH; REPRESENTATIVE DOES NOT HAVE ANY DUTIES RELATED TO THIS BUSINESS. BEN INVESTED IN USFRT KINSTON PARTNERS LP AS A LIMITED PARTNER ON DECEMBER 10,2012. THE PARTNERSHIP IS LOCATED AT 1291 US HIGHWAY 258, KINSTON, NC 28504 (252 525-6104). BEN WILL SPEND NO TIME ON THIS NON-COMPETITIVE BUSINESS. BEN ALSO WILL BE A LIMITED PARTNER IN CCSD MEZZAMINE FUND THROUGH CLARITAS CAPITAL, LOCATED AT 30 BURTON HILLS BLVD., SUITE 100, NASHVILLE, TN 37215. THEIR PHONE NUMBER IS 615 690-7184. BEN IS A PASSIVE INVESTOR IN CARTER HASTON APARTMENT FUND, LOCATED AT 3301 WEST END AVE., NASHVILLE, TN 37205 (615 279-9200). BEN WILL DEVOTE NO TIME TO THE BUSINESS AND IT IS NOT IN COMPETITION WITH RICE VOELKER. BEN IS 25% OWNER OF DAQi LLC, LOCATED AT 233 ST. ANN DR., MANDEVILLE LA 70471. BEN WILL COMMIT 0 HOURS PER WEEK IN THIS NON-COMPETITIVE BUSINESS.

Exams

• S63 Uniform Securities Agent State Law Examination
  2004-09-09

Other Names

• Ben Joseph