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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
TX RA APPROVED_RES 2019-05-31
NJ RA APPROVED 2013-05-23
  • NY RA
    APPROVED
    Since 2021-10-26
  • TX RA
    APPROVED_RES
    Since 2019-05-31
  • NJ RA
    APPROVED
    Since 2013-05-23

Branch Locations

1285 Avenue Of The Americas 15Th Floor, New York, NY 10019 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs New York NY 02/2013 Present
  • 02/2013 → Present
    Ubs
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-17
S63 Uniform Securities Agent State Law Examination 2011-07-07
  • S66 Uniform Combined State Law Examination
    2013-05-17
  • S63 Uniform Securities Agent State Law Examination
    2011-07-07
Other Names
  • Bill Kirst
  • William Karl Kirst
  • William Krist

View on SEC IAPD

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