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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2021-04-04 |
| MN | RA | APPROVED | 2014-01-09 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osseo | Minneapolis | MN | 06/1995 | Present |
| Park Avenue Securities Llc | Wayzata | MN | 05/2014 | Present |
| Guardian Life Insurance Company | Wayzata | MN | 05/2014 | Present |
1. DUCKS UNLIMITED, INC. Once a year myself and 11 others set up an event to raise money and awareness for Ducks Unilimited. ducks.org Start: 01-01-2004 Address: One Waterfowl Way; Memphis, Tennessee, USA 38120 1 non bus hr per month Not investment related 2. FOSTER K PARTNERS, LLP DBA The Partners Group Our Partnership has a client focus of privatley held business owners. we share expenses in staff, overhead, materials, etc Start: 01-01-2004 Address: 222 Minnetonka Ave S Wayzata. MN 55391 Hrs per month - Tot/Bus: 200/160 Investment related 3. Marsh Lake Board of Directors Marsh Lake is a private hunting and shooting club with a gun and trap range, pheasant and duck hunting Start: 06/01/2012 Address: 5785 Hunters Road, Chaska Minnesota 55318 1 bus hr per month Not investment related 4. RMC Foundation Finance Committee We meet quartly with the foundation to review the foundations financials. Some meetings have their Auditors and/or investment advisor. Start: 01-01-2009 Address: Ridgeview Medical Center 500 S. Maple Street Waconia, MN 55387 1 non bus hr per month Not investment related 5. Other Insurance Selling non-Guardian insurance Start: 01/01/2010 Address: 222 Minnetonka Ave S Wayzata, MN 55391 25 bus hrs per month Investment related >10% annual compensation 6. Orono HS boys hockey booster board, Start: 07/16/2026, Nature: Hockey Organization, Address: 3850 Bayside Rd Orono, MN 55356, Duties: VP-Work with the school and team to assist with travel, gear, etc, 5 total hrs per month; 1 during securities trading hours, Not investment related,
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-04-01 |
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