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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED_RES | 2023-09-28 |
Branch Locations
250 Fillmore Street Suite 104, Denver, CO 80206 • United States
28 State Street 26Th Floor, Boston, MA 02109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Afs Securities, Llc | Cambridgepark | MA | 05/2017 | 03/2023 |
| American Financial Systems, Inc. | Waltham | MA | 07/2011 | 03/2023 |
| Morgan Stanley | Boston | MA | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-09-11 |
| S66 | Uniform Combined State Law Examination | 2006-01-13 |
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