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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-09-21 |
| WI | RA | APPROVED | 2022-09-21 |
Branch Locations
3901 E Calumet Street, Appleton, WI 54915 • United States
Neenah, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Financial For Lutherans | Appleton | WI | 09/2007 | 04/2019 |
| Wells Fargo Clearing Services Llc | Appleton | WI | 06/2019 | 09/2022 |
| Lpl Financial Llc | Appleton | WI | 09/2022 | Present |
| Bmo Harris Bank | Appleton | WI | 09/2022 | Present |
1-09/2022 / BMO Investment Services / DBA for LPL Business (entity for LPL business) / Investment Related / Appleton, WI
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-08-10 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-06 |
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