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Charles Patrick Smith

Wells Fargo Clearing Services, LLC

Fort Lauderdale, FL

Fort Lauderdale, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-05-06
TX RA APPROVED 2025-05-05
  • FL RA
    APPROVED
    Since 2025-05-06
  • TX RA
    APPROVED
    Since 2025-05-05

Branch Locations

350 E Las Olas Blvd 19Th Fl, Fort Lauderdale, FL 33301 • United States

350 E Las Olas Blvd 19Th Fl [D3/F7-Rbo], Fort Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Chesterfield MO 08/2016 11/2016
Pets America, Llc Chesterfield MO 01/2016 05/2025
Wells Fargo Clearing Services, Llc Chesterfield MO 11/2016 01/2024
Wells Fargo Advisors Financial Network, Llc Bozeman MT 01/2024 05/2025
Wells Fargo Clearing Services, Llc Fort Lauderdale FL 05/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-08-12
S63 Uniform Securities Agent State Law Examination 2004-01-28
  • S65 Uniform Investment Adviser Law Examination
    2016-08-12
  • S63 Uniform Securities Agent State Law Examination
    2004-01-28
Other Names
  • Chuck Patrick Smith
  • Charles Patrick Smith
  • Charles Smith

View on SEC IAPD

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MATTHEW ALAN SAVARICK

Other Offices

SOUTHOCEAN CAPITAL PARTNERS, LLC · FT. LAUDERDALE, FL
A1A INVESTMENT PARTNERS, LLC · FORT LAUDERDALE, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FORT LAUDERDALE, FL
UBS FINANCIAL SERVICES INC. · FT. LAUDERDALE, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FORT LAUDERDALE, FL
UBS FINANCIAL SERVICES INC. · Fort Lauderdale, FL
SPIRE WEALTH MANAGEMENT, LLC · Fort Lauderdale, FL
UBS FINANCIAL SERVICES INC. · Fort Lauderdale, FL

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