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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-02-08 |
| IA | RA | APPROVED | 2020-12-11 |
Branch Locations
1075 Jordan Creek Parkway Suite 100, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Des Moines | IA | 10/2015 | 12/2020 |
| Morgan Stanley Private Bank, National Association | New York | NY | 12/2015 | 12/2020 |
| Ubs Financial Services Inc | West Des Moines | IA | 12/2020 | Present |
1) NAME OF OTHER BUSINESS: Des Moines Golf and Country Club / INVESTMENT RELATED?: No/ ADDRESS: 1600 Jordan Creek Parkway, West Des Monies/ NATURE OF THE BUSINESS: Sport & Leisure Facilities / POSITION: Member of Board of directors / DUTIES: Attend monthly board meetings to discuss the past, current, and future projects and goals of the club. Sit on a sub-committee to provide perspective back to the Board. Act a voice for the membership./ START DATE: 1/1/2023 / HOURS DEVOTED TO BUSINESS: NA ///
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-28 |
| S65 | Uniform Investment Adviser Law Examination | 2004-03-22 |
| S63 | Uniform Securities Agent State Law Examination | 2004-03-08 |
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