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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-05-30 |
| CO | RA | APPROVED | 2025-05-15 |
Branch Locations
370 17Th St, Denver, CO 80202 • United States
401 Union St, Seattle, WA 98101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets | Houston | TX | 05/2012 | 04/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Denver | CO | 04/2025 | Present |
Name of OBA: WF B Grandchildren's Trust; Address: Hendersonville, Tennessee, 37075; Investment Related: No, Position, Title, Association: Trustee, Employee Start Date: 8/28/23, No Hours:1 hr monthly, No Hours during trading: 0, Duties: Trust administration, asset movement Name of OBA:W F B Estate, Address: Highlands Ranch, Colorado, 80126, Investment Related: No, Position, Title, Association: Executor, Employee Start Date: 8/28/2023, No Hours: 1 monthly, No Hours during trading: 0 Duties: Administration and estate settlement I*2478303, Entity Type: Fiduciary role Name of OBA: M H B, Address: Highlands Ranch, Colorado, 80126, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 05/19/2025, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties: Power of Attorney for Spouse I*:2510292 Entity Type: Fiduciary role Name of OBA: S. C. B. TTEE U/W W. F B. Address: Hendersonville, TN 37075 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 6/3/2025 Number of Hours: 6 hrs annually Number of Hours during trading: 2 hrs annually Duties: Trustee for Parents I*: 2746280 Entity Type: Co-Op, HOA, Freehold Name of OBA: Tyra Summit 1 Homeowner's Association Address: Breckenridge, CO 80424 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 08/15/2025 Number of Hours: 1 hr mthly Number of Hours during trading: 0 Duties: Reviewing HOA priorities and initiatives that impact the community
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-03-19 |
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