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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-09-08
SC RA APPROVED 2023-09-08
TX RA APPROVED 2023-09-08
  • NC RA
    APPROVED
    Since 2023-09-08
  • SC RA
    APPROVED
    Since 2023-09-08
  • TX RA
    APPROVED
    Since 2023-09-08

Branch Locations

1320 Main St, Suite 700, Columbia, SC 29201 • United States

Lexington, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbia SC 11/2021 09/2023
Unemployed Lexington SC 08/2020 10/2021
North American Petroleum Store, Llc St Matthews SC 04/2020 08/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbia SC 01/2002 03/2020
Ubs Financial Services Colombia SC 09/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-27
  • S66 Uniform Combined State Law Examination
    2015-02-27
Other Names
  • Paula Summer Shuler
  • Summer Cox

View on SEC IAPD

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