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Craig Scott Fein

Wells Fargo Clearing Services, LLC

Pasadena, CA

La Habra, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-06-27
TX RA APPROVED 2024-06-27
  • CA RA
    APPROVED
    Since 2024-06-27
  • TX RA
    APPROVED
    Since 2024-06-27

Branch Locations

350 W Colorado Blvd Ste 390 [Pn-Rbo], Pasadena, CA 91105 • United States

441 W Whittier Blvd, La Habra, CA 90631 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Huntington Beach CA 07/2014 07/2019
Kinecta Financial & Insurance Services, Llc Huntington Beach CA 08/2014 07/2019
Cuso Financial Sevices, L.P. San Diego CA 07/2019 06/2024
Wells Fargo Clearing Services, Llc Irvine CA 06/2024 Present
  • 07/2014 → 07/2019
    Lpl Financial Llc
    Huntington Beach, CA
  • 08/2014 → 07/2019
    Kinecta Financial & Insurance Services, Llc
    Huntington Beach, CA
  • 07/2019 → 06/2024
    Cuso Financial Sevices, L.P.
    San Diego, CA
  • 06/2024 → Present
    Wells Fargo Clearing Services, Llc
    Irvine, CA
Previous Registrations
  • 2019-07-01 → 2024-06-27
    Cuso Financial Services, L.P.
    San Diego, CA
    Costa Mesa, CA
    Huntington Beach, CA
    Huntington Beach, CA
    Laguna Hills, CA
    San Diego, CA
    Lakewood, CA
    Huntington Beach, CA
  • 2014-08-01 → 2019-07-11
    Lpl Financial Llc
    Huntington Beach, CA
    Laguna Hills, CA
  • 2013-12-13 → 2014-08-01
    Equitable Advisors, Llc
    Anaheim, CA
    Irvine, CA
    Irvine, CA
  • 2011-06-08 → 2013-09-19
    Cuna Brokerage Services, Inc.
    Tustin, CA
  • 2007-06-07 → 2010-10-27
    Cuna Brokerage Services, Inc.
    Tustin, CA
    Tustin, CA
  • 2006-11-06 → 2007-04-23
    Ameriprise Advisor Services, Inc.
    Irvine, CA
  • 2004-03-29 → 2006-11-14
    Ubs Financial Services Inc.
    Newport Beach, CA
    Newport Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-03-26
  • S66 Uniform Combined State Law Examination
    2004-03-26
Other Names
  • Craig Fein

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA

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