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Daniel Montese Brown

Miles Brown Asset Management

San Rafael, CA

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Current Employers
Miles Brown Asset Management

4863 Old Redwood Highway Suite B, Santa Rosa, CA 95403 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-07-26
  • CA RA
    APPROVED
    Since 2016-07-26

Branch Locations

175 N Redwood Drive Suite 140, San Rafael, CA 94903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Miles Brown Asset Management, Llc San Rafael CA 07/2016 Present
  • 07/2016 → Present
    Miles Brown Asset Management, Llc
    San Rafael, CA
Previous Registrations
  • 2015-06-18 → 2016-08-12
    Santa Rosa, CA
  • 2012-09-17 → 2016-07-01
    Santa Rosa, CA
    Santa Rosa, CA
    Sacramento, CA
    Los Gatos, CA
  • 2011-03-21 → 2012-09-18
    Santa Rosa, CA
    Roseville, CA
    Sebastopol, CA
    Roseville, CA
    Roseville, CA
    Granite Bay, CA
    Rohnert Park, CA
  • 2009-05-02 → 2011-03-21
    Chase Investment Services Corp.
    Santa Rosa, CA
    Santa Rosa, CA
    San Francisco, CA
    Santa Rosa, CA
    Santa Rosa, CA
    Santa Rosa, CA
    Santa Rosa, CA
    Cloverdale, CA
  • 2008-11-19 → 2009-05-02
    Wamu Investments, Inc.
    Santa Rosa, CA
  • 2008-06-05 → 2008-10-28
    Morgan Stanley & Co. Llc
    Santa Rosa, CA
  • 2008-02-05 → 2008-03-03
    Santa Rosa, CA
  • 2006-01-16 → 2007-09-27
    Santa Rosa, CA
    Santa Rosa, CA
Other Businesses

Mr. Brown also provides financial planning and tax preparation services to individuals including clients. He spends approximately 20 hours a month during market and non-market hours in the endeavor.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-13
  • S66 Uniform Combined State Law Examination
    2006-01-13
Other Names
  • Brown Daniel
  • Daniel Brown

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