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666 Old Country Road Suite 505, Garden City, NY 11530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-11-03 |
| CT | RA | APPROVED | 2025-11-03 |
| TX | RA | APPROVED | 2025-11-03 |
| NY | RA | APPROVED | 2021-07-13 |
| NJ | RA | APPROVED | 2015-08-19 |
Branch Locations
1140 Avenue Of The Americas Suite 1047, New York, NY 10036 • United States
666 Old Country Road Suite 505, Garden City, NY 11530 • USA
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wilmington Capital Securities, Llc | Garden City | NY | 08/2015 | Present |
Ambrose Light LLC, 1180 Avenue of the Americas, Suite 815, NY, NY 10036, Investment Related, Management of OSJ of Wilmington Capital Securities LLC, May 2018, 160 hours per month, 8 hours per day during market hours. Esopus River LLC, 12 McKinley Street, Bronxville, NY 10708, Non-Investment Related, LLC owns NYC Taxi Medallion, Sole owner and member of LLC, Start 05/21/2021, 0 hours per month, 0 hours per day during market hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-08-05 |
| S63 | Uniform Securities Agent State Law Examination | 2000-10-06 |
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