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125 Park Avenue 25Th Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-09 |
| TX | RA | APPROVED | 2020-08-10 |
Branch Locations
125 Park Avenue 25Th Floor, New York, NY 10017 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Apw Capital, Inc. | Rockaway | NJ | 08/2018 | 01/2020 |
| Spring Delta Asset Management | New York | NY | 01/2020 | Present |
| Aurora Private Wealth | New York | NY | 08/2018 | 01/2020 |
| Oppenheimer & Co. | New York | NY | 09/2011 | 07/2018 |
1-Independent Insurance Agent, Investment related: Yes, 125 Park Avenue, New York, NY, 10017, Life, Disability and Long-Term care sales, Independent Insurance Agent, 08/13/2018, 3 hours per month , 3 hours per during trading hours, Life, Disability and Long-Term care sales 2-Brooklyn Emerging Leaders Academy, Investment related: No, 125 Stuyvesant, Brooklyn, NY, 11221, Help with organization and direction of the charter school, Treasurer, 12/16/2019, 3 Hours per month, 0 hours during trading hours, Help with organization and speak to CFO about budgets
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-05-01 |
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