Bradley Steven Shaps

Current Employers

Employment History

• 01/2004 → 11/2017
  Minnesota Life Ins Co
  St Paul, MN
• 01/2004 → 11/2017
  Securian Financial Services, Inc.
  St Paul, MN
• 01/2015 → Present
  Gcg Financial
  Deerfield, IL
• 01/2015 → Present
  Gcg Financial Planning Programs
  Deerfield, IL
• 11/2017 → 08/2024
  Triad Advisors Inc.
  Norcross, GA
• 11/2017 → Present
  Alera Investment Advisors, Llc
  Deerfield, IL
• 08/2024 → Present
  Osaic Wealth, Inc.
  Deerfield, IL

Previous Registrations

• 2004-02-24 → 2017-11-02
  Securian Financial Services, Inc.
  Bannockburn, IL
  Deerfield, IL

Other Businesses

1) GCG Financial;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;dba;advisor;1/2004;40 hrs/month;6.5 hrs during trading;dba 2) GCG Financial;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;fixed business;broker;1/2004;varies;varies;provide fixed business products to clients-ltc,property casualty insurance,disability insurance,group benefits 3)Congregation Beth Shalom;not investment related;3433 Walters Avenue,Northbrook,IL 50062;synagogue;member of board of trustees;7/1/2010;2 hrs/month;0 hrs during trading;serve as a member of the 60 member board,attend monthly meetings,vote on motions presented to the board including its annual budget 4)Congregation Beth Shalom;not investment related;3433 Walters Avenue,Northbrook,IL 50062;synagogue;member of fund raising committee;7/1/2010;2 hrs/month;0 hrs during trading;attend periodic meetings,assist with logistics and planning of fund raising events 5)Congregation Beth Shalom;investment related;3433 Walters Avenue,Northbrook,IL 50062;synagogue;member of endowment committee;7/1/2010;2 hrs/month;0 hrs during trading;attend quarterly meetings,review investment statements provided by independent investment managers,review investment results as a member of the committee and participate in annual meeting with the independent investment manager 6)Alera Group;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;corporation and parent company for Alera affiliates;160 hrs/month;6.5 hrs during trading;financial professional for Alera Group,which operates under dba names Alera Group Wealth Services and Alera Group Retirement Plan Services 7) CONGREGATION BETH SHALOM POSITION: Vice President Fundraising NATURE: Synagogue INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2024 ADDRESS: 3433 Walters Ave, Northbrook IL 60062, United States DESCRIPTION: Plan annual fund raising event, meet with congregants to solicit contributions, plan stewardship events, lead committee meetings 8) ALERA GROUP POSITION: Investment Advisor NATURE: financial professional for Alera Group which operates under DBA Alera Group wealth Service and Alera Group Retirement Plan Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 01/01/2024 ADDRESS: 3 Parkway North, Suite 500, Deerfield IL 60062, United States DESCRIPTION: Provide consulting and Investment Advisory services to 401(k) plans and fixed business products to clients including annuities property casualty insurance, annuities and group benefits. 9) GCG FINANCIAL POSITION: financial advisor NATURE: advisory services INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 6 START DATE: 01/01/2004 ADDRESS: 3 Parkway North, Suite 500, Deerfield IL 60015, United States DESCRIPTION: health and welfare services

Exams

• S66 Uniform Combined State Law Examination
  2004-02-23