Alfonso Leo Valdez

Current Employers

Employment History

• 01/2004 → 11/2017
  National Planning Corporation
  Culver City, CA
• 11/2017 → 09/2024
  Lpl Financial Llc
  Torrance, CA
• 05/2019 → 09/2024
  Trilogy Capital, Inc.
  Huntington Beach, CA
• 05/2004 → 09/2024
  Trilogy Financial
  Torrance, CA
• 09/2024 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 09/2024 → Present
  Sovran Advisors Llc - Crd # 329415
  Woodland Hills, CA

Previous Registrations

• 2021-06-10 → 2024-09-24
  Trilogy Capital, Inc.
  Torrance, CA
  Irvine, CA

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 09/2004; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: SOVRAN ADVISORS LLC - CRD # 329415; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REGISTERED INVESTMENT ADVISER; START DATE: 09/2024; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: INVESTMENT ADVISOR REPRESENTATIVE; 3. NAME OF OTHER BUSINESS: ENVISAGE WEALTH MANAGEMENT; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: PROVIDE INVESTMENT MANAGEMENT ADVICE AND OTHER FINANCIAL PRODUCTS; START DATE: 09/2024; POSITION/TITLE/RELATIONSHIP: WEALTH ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING, ADVISORY AND INSURANCE SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-06-09
• S63 Uniform Securities Agent State Law Examination
  2004-02-06