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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-08-01 |
| NC | RA | APPROVED | 2018-11-02 |
Branch Locations
8816 Six Forks Road Suite 301, Raleigh, NC 27615 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Hancock Financial Services | Raleigh | NC | 10/2005 | 11/2018 |
| Osaic Wealth, Inc. | Raleigh | NC | 11/2018 | Present |
1. CAPITOL FINANCIAL SOLUTIONS POSITION: Financial Planner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/15/2002 ADDRESS: 8816 Six Forks Rd, STE 301, Raleigh NC 27615, United States DESCRIPTION: Financial Planning 2. NICHOLAS PINO POSITION: Financial Planner NATURE: Sole prop INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2021 ADDRESS: 8816 Six Forks Rd, STE 301, Raleigh NC 27615, United States DESCRIPTION: Insurance Broker
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 2004-05-17 |
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