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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-08-17
IA RA APPROVED 2018-08-16
  • TX RA
    APPROVED_RES
    Since 2018-08-17
  • IA RA
    APPROVED
    Since 2018-08-16

Branch Locations

1250 Nw 128Th Street Suite 200, Clive, IA 50325-7474 • United States

West Des Moines, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc West Des Moines IA 05/2009 11/2016
Wells Fargo Clearing Services, Llc West Des Moines IA 11/2016 08/2018
Rbc Capital Markets, Llc. Clive IA 08/2018 Present
City National Bank Clive IA 02/2020 Present
Previous Registrations
  • 2008-01-01 → 2018-08-20
    West Des Moines, IA
    West Des Moines, IA
  • 2004-02-19 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    West Des Moines, IA
    West Des Moines, IA
    St. Louis, MO
Other Businesses

CO TRUSTEE FOR AUNT, INVESTMENT RELATED, HOLLAND MI, 1 HOUR PER MONTH, START 4/21/2013 2) NAME OF ENTITY: Michael and Melissa Greth ADDRESS: 80325 Torreon Way, La Quinta, CA 92253 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Temporary rental contract on a second home in La Quinta, CA. CAPACITY: Owner - Active START DATE: 01/01/23 DUTIES: Mike and Melissa Greth own this second home. HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-02-18
  • S66 Uniform Combined State Law Examination
    2004-02-18

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