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Inactive

Spencer Southard Kelly

Regatta Capital Group, LLC

El Segundo, CA

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Current Employers
Regatta Capital Group, Llc

880 Apollo St. Suite 129, El Segundo, CA 90245 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2008-11-25
  • CA RA
    APPROVED
    Since 2008-11-25

Branch Locations

2321 Rosecrans Ave. Suite 2225, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regatta Capital Group El Segundo CA 04/2008 Present
  • 04/2008 → Present
    Regatta Capital Group
    El Segundo, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-05
S63 Uniform Securities Agent State Law Examination 2004-02-26
  • S66 Uniform Combined State Law Examination
    2006-12-05
  • S63 Uniform Securities Agent State Law Examination
    2004-02-26

View on SEC IAPD

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