Peter Christopher Wernau

Current Employers

Wernau Asset Management

30 Western Ave Suite 206, Gloucester, MA 01930 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2004-03-12

MA RA
APPROVED

Since 2004-03-12

Branch Locations

30 Western Ave Suite 206, Gloucester, MA 01930 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wernau Asset Management Inc.	Boston	MA	10/2003	Present
Back Bay Mortgage Brokers Llc	Boston	MA	12/2010	12/2016

10/2003 → Present

Wernau Asset Management Inc.

Boston, MA
12/2010 → 12/2016

Back Bay Mortgage Brokers Llc

Boston, MA

Other Businesses

APRICOT CAPITAL LLC INVESTMENT RELATED: YES 30 Western Ave Suite 206 Gloucester, MA 01930 PURPOSE: INVESTMENT IN PRIVATE STARTUPS TITLE: CO-FOUNDER/OWNER START DATE: 6/1/2010 HOURS PER MONTH: 5 # OF HOURS DURING TRADING DAY: 0 DUTIES: EVALUATE INVESTMENT OPPORTUNITIES Fish City Capital LLC INVESTMENT RELATED: YES 30 Western Ave Suite 206 Gloucester, MA 01930 PURPOSE: INVESTMENT IN PRIVATE STARTUPS TITLE: CO-FOUNDER/OWNER START DATE: 6/4/2014 HOURS PER MONTH: 5 # OF HOURS DURING TRADING DAY: 0 DUTIES: EVALUATE INVESTMENT OPPORTUNITIES

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-09-24

S65 Uniform Investment Adviser Law Examination

2003-09-24

View on SEC IAPD

Current Employers

Wernau Asset Management

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews