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Neuberger Berman Bd LLC CRD 2908
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-12-11 |
Branch Locations
1290 Avenue Of The Americas, New York, NY 10104 • United States
Floral Park, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | New York | NY | 12/2015 | 11/2020 |
| Sanford C. Bernstein & Co. Llc | New York | NY | 07/2022 | 02/2023 |
| Neuberger Berman | New York | NY | 03/2023 | Present |
| Homemaker | Floral Park | NY | 12/2020 | 06/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 2022-08-20 |
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