Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2017-06-07
  • WA RA
    APPROVED
    Since 2017-06-07

Branch Locations

340 4Th St, Kirkland, WA 98033 • United States

19125 Northcreek Pkwy Suite 120, Bothell, WA 98011 • United States

Kirkland, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Bothell WA 06/2003 03/2020
Ameriprise Financial Services, Llc Kirkland WA 03/2020 Present
Other Businesses

Other Business Activities; Washington State Department of Children, Youth, and Families; Licensed foster parent for respite care (emergency or short term care); 9721 124th Ave NE, , Kirkland, WA, 98033; Not Investment-Related; 01/31/2023; 10 to 19 hours per month; 10 to 19 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-05
  • S66 Uniform Combined State Law Examination
    2017-05-05

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Kirkland, WA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor