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Current Employers
Four Points Advisors, Llc

99 Park Avenue Floor 8, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-04
  • NY RA
    APPROVED
    Since 2021-03-04

Branch Locations

99 Park Avenue Floor 8, New York, NY 10016 • United States

Kingston, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Four Points Capital Partners New York NY 04/2011 Present
Four Points Advisors New York NY 01/2015 Present
Four Points Insurance Agency New York NY 11/2015 Present
Compliance Risk Concepts New York NY 06/2018 Present
Ifp Securities Tampa FL 06/2019 04/2020
Stackin Financial, Llc Venice CA 02/2019 01/2021
Arlington Capital Services, Llc Birmingham AL 06/2019 09/2020
Stockpile Investments, Inc. New York NY 02/2020 09/2020
Pennhaven Brokerage Partners, Llc West Chester PA 12/2020 08/2022
Nium, Inc. Bedminster NJ 08/2020 06/2021
Tcbi Securities Dallas TX 06/2021 01/2022
Mirae Asset Wealth Management Usa, Inc. Los Angeles CA 04/2021 01/2022
Melius Research New York NY 03/2021 06/2021
  • 04/2011 → Present
    Four Points Capital Partners
    New York, NY
  • 01/2015 → Present
    Four Points Advisors
    New York, NY
  • 11/2015 → Present
    Four Points Insurance Agency
    New York, NY
  • 06/2018 → Present
    Compliance Risk Concepts
    New York, NY
  • 06/2019 → 04/2020
    Ifp Securities
    Tampa, FL
  • 02/2019 → 01/2021
    Stackin Financial, Llc
    Venice, CA
  • 06/2019 → 09/2020
    Arlington Capital Services, Llc
    Birmingham, AL
  • 02/2020 → 09/2020
    Stockpile Investments, Inc.
    New York, NY
  • 12/2020 → 08/2022
    Pennhaven Brokerage Partners, Llc
    West Chester, PA
  • 08/2020 → 06/2021
    Nium, Inc.
    Bedminster, NJ
  • 06/2021 → 01/2022
    Tcbi Securities
    Dallas, TX
  • 04/2021 → 01/2022
    Mirae Asset Wealth Management Usa, Inc.
    Los Angeles, CA
  • 03/2021 → 06/2021
    New York, NY
Previous Registrations
  • 2021-03-31 → 2022-01-18
    Mirae Asset Wealth Management (Usa) Inc.
    Los Angeles, CA
    New York, NY
    Los Angeles, CA
  • 2021-03-11 → 2021-06-21
    New York, NY
    Yonkers, NY
  • 2008-11-11 → 2009-05-14
    Mt Kisco, NY
Other Businesses

(1) FOUR POINTS ADVISORS, LLC: Investment related; 99 Park Avenue, 25th Floor, New York, NY 10016; Registered Investment Adviser; Manager; CEO/CCO; start 01/2015; 90 hour per month; 50 hours during trading. (2) FOUR POINTS INSURANCE AGENCY, LLC: Investment related; 99 Park Avenue, 25th Floor, New York, NY 10016; Insurance agency; Owner; start 11/2015; 2 hours per month; assist the entity in areas as an owner on an ad hoc basis. (3) FOUR POINTS CAPITAL PARTNERS, LLC: Investment related; 99 Park Avenue, 25th Floor, New York, NY 10016; Broker-dealer; Compliance, operations, and business development; start 04/2011; 10 hours per month; Assist with compliance, operations, and proposed business matters on an ad hoc basis. (4) Prospect Street Holdings, LLC and Prospect Innovations, LP (a "Series Limited Partnership") - Kingston, NY, Investment Related, Started April 2022, Managing Member, Operations and business development. Prospect Street Holdings, LLC acts as the General partner and/or manager to the funds/SPVs of Prospect Innovations, LP. Each fund is established as a stand alone pooled investment vehicle as part of a series of funds within a unified private equity investment platform managed by Prospect Street Holdings, LLC.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-08-23
S66 Uniform Combined State Law Examination 2008-06-25
S63 Uniform Securities Agent State Law Examination 2004-02-27
  • S65 Uniform Investment Adviser Law Examination
    2014-08-23
  • S66 Uniform Combined State Law Examination
    2008-06-25
  • S63 Uniform Securities Agent State Law Examination
    2004-02-27
Other Names
  • Gene Ryan Murphy
  • Gene Murphy

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