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717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2025-05-29 |
| FL | RA | APPROVED | 2025-02-06 |
| TX | RA | APPROVED_RES | 2025-02-04 |
| ID | RA | APPROVED | 2023-06-23 |
| SC | RA | APPROVED | 2021-07-21 |
| PA | RA | APPROVED | 2020-04-10 |
| MI | RA | APPROVED | 2018-06-21 |
| OR | RA | APPROVED | 2017-04-13 |
| NC | RA | APPROVED | 2016-08-01 |
| AZ | RA | APPROVED | 2013-03-19 |
| NV | RA | APPROVED | 2010-04-09 |
| CA | RA | APPROVED | 2008-12-10 |
Branch Locations
750 B Street Suite 3100, San Diego, CA 92101 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hilltop Securities Inc. | San Diego | CA | 08/2006 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-02-17 |
| S63 | Uniform Securities Agent State Law Examination | 2004-02-17 |
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