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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-05-28 |
| CA | RA | APPROVED | 2016-05-12 |
Branch Locations
10100 Trinity Parkway Suite 320, Stockton, CA 95219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Stockton | CA | 05/2016 | Present |
1. BNI - Lodi Founders; 3430 Toringdon Way, Ste 300 Charlotte, NC 28277; Business Networking; Secretary/Treasurer; Reporting the weekly speaker rotation and set up of meeting; 10/01/2025; 3hrs/wk; During securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-04-06 |
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