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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-08 |
| CT | RA | APPROVED | 2014-11-18 |
Branch Locations
173 Montowese Street Suite 2, Branford, CT 06405 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Branford | CT | 11/2014 | Present |
| Raymond James Financial Services Advisors Inc. | Branford | CT | 11/2014 | Present |
SMITH AND ELIS, LLC:INVESTMENT RELATED:1/2015-PRESENT:BRANFORD,CT:SUPPORT COMPANY/DBA (OWNER):0 HRS/MO:0 HRS DURING TRADING: 50% OWNER/PARTNER OF A SUPPORT COMPANY FOR OUR RAYMOND JAMES BRANCH.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-01-20 |
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