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Erin N Pentz

Cerity Partners LLC

New York, NY

Indianapolis, IN

CRD 4737788

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Employer firm

Cerity Partners LLC CRD 151559

$162B regulatory AUM 53 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Cerity Partners Llc

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-10-01
TX RA APPROVED 2024-10-01
  • IN RA
    APPROVED
    Since 2024-10-01
  • TX RA
    APPROVED
    Since 2024-10-01

Branch Locations

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

2920 East 96 Street, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Indianapolis IN 06/2006 05/2018
Strategic Benefit Consultants Indianapolis IN 06/2006 09/2024
Cerity Partners Llc Denver CO 10/2024 Present
Previous Registrations
  • 2006-09-29 → 2024-11-25
    Sbc Wealth Management
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
  • 2014-02-13 → 2015-10-29
    Lpl Financial Llc
    Indianapolis, IN
  • 2006-07-27 → 2014-02-13
    Lpl Financial Llc
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-26
  • S66 Uniform Combined State Law Examination
    2006-07-26
Designations
  • Chartered Financial Consultant
Other Names
  • Erin N Holley

View on SEC IAPD

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