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214 New Bern Place, Raleigh, NC 27601 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2021-11-08 |
| TX | RA | APPROVED_RES | 2021-11-05 |
| GA | RA | APPROVED | 2008-06-17 |
| NC | RA | APPROVED | 2005-11-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities Service Network, Inc. | Raleigh | NC | 05/2003 | 12/2016 |
| Collegiate Capital Management, Inc. | Raleigh | NC | 12/2003 | Present |
Collegiate Capital Management, Inc. - 214 New Bern Place, Raleigh, NC - Investment-Related - Board of Directors Member - Corp Secretary - 10/2006 - Less than 1 hr/mo during trading hours - provides overall direction for the operation of the firm.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-07-26 |
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